ALLIANZGI CONV & INCOME FD II

CUSIP: 18825109 Class: COMMON

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 56,257 Value ($000) $473 Avg Close — Range —
Q4 2014
Shares 303 Value ($000) $4,512 Avg Close — Range —
Q3 2014
Shares 46,435 Value ($000) $424 Avg Close — Range —
Q2 2014
Shares 48,385 Value ($000) $483,855 Avg Close — Range —